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Moghis Uddin Mohammad

CRD# 4912020·Registered 2005 - 2020
Previously Registered: Being a previously registered professional could mean that Moghis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Moghis Uddin Mohammad, who also goes by Maurice Uddin, was a registered financial advisor. Moghis was a previously registered financial professional and started their career in finance 2005 - 2020. Moghis had worked at 3 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Maurice Uddin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

VITA INTELLECTUS, LLC·CRD# 159164
RIA
Bellevue, WA
January 18, 2019 - March 3, 2020
VITA INTELLECTUS, LLC·CRD# 159164
RIA
Kirkland, WA
October 14, 2011 - December 31, 2018
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Kirkland, WA
March 30, 2005 - October 13, 2011
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
March 24, 2005 - July 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Kirkland, WA
March 24, 2005 - October 13, 2011

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Current Firm

VI
VITA INTELLECTUS, LLC

ISSAQUAH HOLDING GROUP, LLC | VITA INTELLECTUS, LLC | VITA INTELLECTUS WEALTH ADVISORS | VITA INTELLECTUS | ULT WEALTH ADVISORS, LLC

CRD#: 159164 / SEC#: 801-113439

Contact Information

Main Address

1632 116th Avenue Ne Suite C, Bellevue, WA 98004

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (2/20/2020)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2005About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Mar 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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