Scott W. Ross

PRIVATE CLIENT ADVISOR GROUP

Alpine, UT

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CRD#: 4911591

Professional summary

Scott Wesley Ross, who also goes by Scott Ross, is a registered financial advisor currently at PRIVATE CLIENT ADVISOR GROUP, LLC located in Alpine, Utah.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Scott has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SECURITY NATIONAL MORTGAGE COMPANY/ LIFE INSURANCE AGENT - not investment related - originating home loans/selling life insurance policies - home loans/life insurance business - loan officer/life insurance agent - 2005 - 50 hours (30 SNMC/20 life insurance) - 50 hours (30 SNMC/20 life insurance) - originate loans for clients to get home loans/sell life insurance policies to clients and help with estate planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Wesley Ross's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2024 - Present

PRIVATE CLIENT ADVISOR GROUP, LLC

RIA

CRD#: 330038

Alpine, UT

Past

May 16, 2023 - August 1, 2024

OWLFI

RIA

CRD#: 311854

ALPINE, UT

Past

June 28, 2022 - May 15, 2023

KINGSWOOD WEALTH ADVISORS, LLC

RIA

CRD#: 288792

Alpine, UT

Past

July 8, 2019 - June 27, 2022

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

ALPINE, UT

Past

January 17, 2014 - May 30, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PLEASANT GROVE, UT

Past

January 6, 2014 - June 14, 2019

GLOBAL VIEW CAPITAL MANAGEMENT LLC

RIA

CRD#: 158292

PLEASANT GROVE, UT

Past

April 22, 2013 - December 31, 2013

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

PLEASANT GROVE, UT

Past

April 22, 2013 - December 31, 2013

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

PLEASANT GROVE, UT

Past

February 22, 2012 - April 16, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SO. JORDAN, UT

Past

January 6, 2012 - April 16, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SO. JORDAN, UT

Past

May 10, 2005 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

SO. JORDAN, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(8/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/30/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/7/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRIVATE CLIENT ADVISOR GROUP, LLC

CRD#: 330038 / SEC#: 801-134899

Florida

Registered Investment Advisory firm - (5/17/2024 Approved)

Kansas

Registered Investment Advisory firm - (6/11/2024 Approved)

Missouri

Registered Investment Advisory firm - (6/18/2024 Approved)

New York

Registered Investment Advisory firm - (5/22/2024 Approved)

Oklahoma

Registered Investment Advisory firm - (7/2/2024 Approved)

Texas

Registered Investment Advisory firm - (6/14/2024 Conditional Restricted)

Utah

Registered Investment Advisory firm - (8/1/2024 Approved)

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Contact information

Main Address

901 Sw Martin Downs Blvd., Suite 200 D, Palm City, FL 34990

Mailing Address

Phone number

(516) 241-3934

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT ADVISOR GROUP, LLC - ADV PART 2 (11/6/2025)

Regulatory assets under management

Total Number of Accounts	340
AUM (Assets Under Management)	$ 110,213,692

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott W. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Wesley Ross's CRS (Customer Relationship Summary).

Certified licenses

Experience

OWLFI

KINGSWOOD WEALTH ADVISORS, LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

GLOBAL VIEW CAPITAL MANAGEMENT LLC

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2012

Series 63

Date: 4/30/2005

SIE

Date: 5/30/2015

Series 6

Date: 5/7/2005

Current Firm

PRIVATE CLIENT ADVISOR GROUP, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE CLIENT ADVISOR GROUP, LLC

TRUST BUT VERIFY

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