JC
Jaime N. Cowper
ADVISORY ALPHA
Bingham Farms, MI 48025
Some features on this profile are disabled
CRD#: 4911499
JC
Professional summary
Jaime Nicole Cowper, who also goes by Jaime Nicole Kafcas, is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Bingham Farms, Michigan.
Jaime is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jaime has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jaime Nicole Kafcas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Unity Financial Advisors; Investment-related; 30400 Telegraph Road, Suite 461, Bingham Farms, MI 48025; Insurance; Founder and Wealth Advisor; 04/2014; Approx. 40 hours/month; Approx. 30 hours/month during trading hours; Assess client needs for insurance products and implementing insurance strategies. (2) Jaime Cowper; Investment-related; 30400 Telegraph Road, Suite 461, Bingham Farms, MI 48025; Insurance; Licensed insurance agent; 04/2014; Approx. 40 hours/month as President of Unity Financial Advisors; Approx. 30 hours/month during trading hours as President of Unity Financial Advisors; Assess client needs for insurance products and implementing insurance strategies. (3) Jaime Cowper; Investement-related; 30400 Telegraph Road, Suite 461, Bingham Farms, MI 48025; Advisor Mentoring; Advisor Mentor and Owner; 01/2024; Approx. 6 hours/month; Approx. 6 hours/month during trading hours; Provide advice, support, and coaching for other independent financial advisors or agents. (4) Jaime Cowper; Investement-related; 30400 Telegraph Road, Suite 461, Bingham Farms, MI 48025; Speaking engagements; Speaker and Owner; 03/2025; Approx. 0-5 hours/month; Approx. 0-5 hours/month during trading hours; Speaking at professional engagements about various topics, such as professional experiences, discussing professional growth, team building, client services, and client engagement.
CRS (Client Relationship Summary) - RIA
Click below to view Jaime Nicole Cowper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2020 - Present
ADVISORY ALPHA, LLC
Office #1: 30400 Telegraph Rd. Suite 461, Bingham Farms, MI 48025RIA
CRD#: 158282
Bingham Farms, MI
Past
March 16, 2018 - September 15, 2020
PLANNERS ALLIANCE
RIA
CRD#: 290575
Bingham Farms, MI
Past
November 5, 2014 - March 16, 2018
ALPHASTAR CAPITAL MANAGEMENT
RIA
CRD#: 157423
BINGHAM FARMS, MI
Past
January 11, 2012 - November 6, 2014
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SOUTHFIELD, MI
Past
November 9, 2005 - November 6, 2014
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SOUTHFIELD, MI
Past
March 7, 2005 - October 14, 2005
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(9/3/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
348 S Waverly Rd Suite 100, Holland, MI 49423
Mailing Address
Phone number
(866) 530-1400
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 22,480 |
| AUM (Assets Under Management) | $ 3,468,083,482 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
