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Van Vincent Pardue

CRD# 4911368·Registered 2005 - 2013
Previously Registered: Being a previously registered professional could mean that Van is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Van Vincent Pardue was a registered financial advisor. Van was a previously registered financial professional and started their career in finance 2005 - 2013. Van had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

THE FUSION FOUNDRY·CRD# 153457
RIA
Dallas, TX
January 25, 2013 - April 1, 2013
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
BD
Monroe, LA
June 22, 2009 - February 22, 2011
ARGENT ADVISORS, INC.·CRD# 112028
RIA
Monroe, LA
November 4, 2008 - May 20, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Austin, TX
May 10, 2007 - August 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Austin, TX
March 28, 2007 - August 7, 2008
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Monroe, LA
June 29, 2005 - February 1, 2007
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
RIA
Monroe, LA
March 9, 2005 - February 1, 2007

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Current Firm

TF
THE FUSION FOUNDRY

COOPER, ERIK BRENDAN | THE FUSION FOUNDRY

CRD#: 153457

Contact Information

Main Address

Heath, TX

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2005About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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