Brandon R. Leblanc
Professional summary
Brandon Richard Leblanc, who also goes by Brandon Richard Le Blanc, Brandon Richard Leblanc, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2005. Brandon has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Richard Leblanc's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2017 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917October 25, 2010 - September 25, 2017
FIDELITY BROKERAGE SERVICES LLC
September 25, 2009 - September 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2009 - September 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 2006 - September 22, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 7, 2006 - September 22, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 14, 2005 - March 2, 2006
IDS LIFE INSURANCE COMPANY
July 14, 2005 - March 2, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Smithfield, RI 02917TRUST BUT VERIFY
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