Jeremy S. Steinlauf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Scott Steinlauf was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2005. Jeremy had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2012 - July 2, 2013
AVENIR FINANCIAL GROUP
October 15, 2007 - April 20, 2010
CHASE INVESTMENT SERVICES CORP.
September 18, 2007 - April 20, 2010
CHASE INVESTMENT SERVICES CORP.
October 19, 2006 - December 13, 2006
NSM SECURITIES, INC.
June 21, 2005 - July 27, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
May 20, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
May 20, 2005 - July 27, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVENIR FINANCIAL GROUP
CRD#: 148490 / SEC#: , 8-68031
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
