Brandon R. Buschmann
Professional summary
Brandon Ryan Buschmann is a registered financial professional currently at J.H. DARBIE & CO., INC. located in New York, New York.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2005. Brandon has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Ryan Buschmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2009 - Present
J.H. DARBIE & CO., INC.
Office #1: 48 Wall St., Suite 1206, New York, NY 10005October 31, 2006 - December 4, 2008
REID & RUDIGER LLC
February 10, 2005 - April 21, 2005
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2013)
(11/6/2013)
(1/27/2016)
(11/17/2015)
(9/27/2024)
(8/5/2011)
(11/20/2015)
(10/20/2022)
(9/24/2025)
(3/13/2014)
(11/1/2016)
(6/30/2009)
(2/23/2016)
(4/13/2012)
(11/13/2015)
(7/27/2020)
(2/4/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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