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Seth Lawrence Cobbel

CRD# 4910905·Registered 2005 - 2018
Previously Registered: Being a previously registered professional could mean that Seth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Seth Lawrence Cobbel was a registered financial advisor. Seth was a previously registered financial professional and started their career in finance 2005 - 2018. Seth had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

PROVASI CAPITAL PARTNERS LP·CRD# 119539
BD
Dallas, TX
March 29, 2005 - June 4, 2018

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Current Firm

PC
PROVASI CAPITAL PARTNERS LP

BEHRINGER SECURITIES LP | PROVASI CAPITAL PARTNERS LP

CRD#: 119539 / SEC#: 8-65200
BD
Terminated by SEC on 02/05/2022

Contact Information

Established

Texas since 12/07/2001

Firm Type

Partnership

Fiscal Year End

June

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STRATERA PARTNERS, LLCLIMITED PARTNER—
COSTENBADER, WALTER RUSSELLCCO/FINOP1828345
MULLER, ROBERT FRANKLIN JRCHIEF EXECUTIVE OFFICER AND PRESIDENT1778892
STRATERA SERVICES, LLCGENERAL PARTNER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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