Heath Winter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heath Winter, who also goes by Heath Brian Winter, was a registered financial professional .
Heath is a previously registered financial professional and started their career in finance in 2005. Heath had worked at 3 firms and has passed the Series 65, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2015 - December 31, 2018
ARBITROPTION CAPITAL MANAGEMENT
May 5, 2011 - May 8, 2013
COASTAL TRADE SECURITIES, LLC
May 23, 2005 - March 3, 2006
SILVERADO ARBITRAGE TRADING LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 10/20/2011
Proprietary Trader Qualification ExaminationCurrent Firm
ARBITROPTION CAPITAL MANAGEMENT
CRD#: 155503 / SEC#:
Contact information
Red Flags
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