Edward M. Whelan

EMW CAPITAL ADVISORS

FORT WORTH, TX

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CRD#: 4910366

Professional summary

Edward Michael Whelan, who also goes by E. Michael Whelan, is a registered financial advisor currently at EMW CAPITAL ADVISORS, LLC located in Fort Worth, Texas.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Edward has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

E. Michael Whelan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IN ADDITION TO MY RESPONSIBILITIES AT EMW CAPITAL ADVISORS, I AM ALSO THE CHIEF FINANCIAL OFFICER OF BOBBY COX COMPANIES, INC. "BCC" (A NON INVESTMENT-RELATED ACTIVITY). BCC IS A HOLDING COMPANY WITH OPERATIONS IN RESTAURANTS, REAL ESTATE AND RANCHING. THE ADDRESS OF BCC IS 5000 OVERTON PLAZA, FORT WORTH, TX 76109. I ASSUMED THESE DUTIES IN JUNE 2018. I WORK APPROXIMATELY 45 HOURS WEEKLY AT BCC, ALL OF WHICH INCLUDE NORMAL TRADING HOURS. MY EMPLOYER IS AWARE OF EMW CAPITAL ADVISORS AS AN OUTSIDE ACTIVITY TO BCC AND ALLOWS FOR TRADING TIME DURING NORMAL SECURITIES TRADING HOURS. I AM RESPONSIBLE FOR THE FUNCTIONS PERFORMED BY THE ACCOUNTING, HR, AND IT MANAGERS. Additionally, I became the Treasurer for CNR, Inc. in May of 2021. CNR, Inc. is a holding company with interests in various chemical manufacturing and distribution businesses. These activities take about 2-3 hours per week during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Michael Whelan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2005 - Present

EMW CAPITAL ADVISORS, LLC

RIA

CRD#: 134122

FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/16/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/2005

Uniform Investment Adviser Law Examination

Current Firm

EMW CAPITAL ADVISORS, LLC

CRD#: 134122 / SEC#:

Texas

Registered Investment Advisory firm - (8/16/2005 Approved)

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Contact information

Main Address

Fort Worth, TX

Mailing Address

Phone number

(918) 260-7401

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 15,565,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward M. Whelan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Michael Whelan's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMW CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/2005

Current Firm

EMW CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMW CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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