James E. Loftin

BROOKLINE INVESTMENTS

Birmingham, AL 35223

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CRD#: 4910231

Professional summary

James Edward Andrew Loftin, who also goes by Andrew Loftin, James Edwardandrew Loftin, is a registered financial advisor currently at BROOKLINE INVESTMENTS, INC. located in Birmingham, Alabama and CASTLE HILL CAPITAL PARTNERS, INC. located in New York, New York.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. James has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Loftin | James Edwardandrew Loftin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Kings Mountain Real Estate Group, LLC; Non-Investment-related; Managing Member (commercial real estate-related). (2)Castle Hill Capital Partners, Inc.; Investment-related; Registered Representative. (3)Member of the managing member of private funds in which Brookline Investments, Inc. is the investment adviser, including: Member of Brookline SPV Series G Manager, LLC, and (4)Member of Brookline SPV Series H Manager, LLC (each a Manager of Brookline SPV, LLC); Investment-related; select, evaluate, monitor investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Andrew Loftin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2024 - Present

BROOKLINE INVESTMENTS, INC.

Office #1: 2830 Cahaba Road Suite 100, Birmingham, AL 35223

RIA

CRD#: 109239

Birmingham, AL

Current

April 9, 2024 - Present

CASTLE HILL CAPITAL PARTNERS, INC.

Office #1: 216 East 45th Street, Suite 1301, New York, NY 10017

CRD#: 44131

New York, NY

Past

March 17, 2022 - January 19, 2024

VULCAN VALUE PARTNERS LLC

RIA

CRD#: 151190

BIRMINGHAM, AL

Past

September 25, 2007 - December 8, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKLINE INVESTMENTS, INC.

BROOKLINE INVESTMENTS, INC. | CAPITAL STRATEGIES ADVISORS, INC

CRD#: 109239 / SEC#: 801-57057

RIA

Registered Investment Advisory firm - (12/16/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(3/15/2024)

Alabama
(4/16/2024)

New York
(11/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/16/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/9/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/27/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BROOKLINE INVESTMENTS, INC.

BROOKLINE INVESTMENTS, INC. | CAPITAL STRATEGIES ADVISORS, INC

CRD#: 109239 / SEC#: 801-57057

RIA

Registered Investment Advisory firm - (12/16/1999 Approved)

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Contact information

Main Address

2830 Cahaba Road Suite 100, Birmingham, AL 35223

Mailing Address

Phone number

(205) 263-2332

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 402,561,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James E. Loftin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Andrew Loftin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASTLE HILL CAPITAL PARTNERS, INC.

VULCAN VALUE PARTNERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BROOKLINE INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/16/2024

Series 7TO

Date: 4/9/2024

SIE

Date: 3/27/2024

Series 7

Date: 9/24/2007

FINRA

Current Firm

BROOKLINE INVESTMENTS, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKLINE INVESTMENTS, INC.

TRUST BUT VERIFY

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