Mark J. Lanctot
Professional summary
Mark J Lanctot, who also goes by Mark J Lanctot, Mark J. Lanctot, is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Chicago, Illinois and ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 5 firms and has passed the Series 63, Series 3, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark J Lanctot's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2023 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606December 11, 2024 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606June 6, 2019 - June 2, 2023
CHARLES SCHWAB & CO., INC.
September 12, 2013 - May 21, 2019
E*TRADE SECURITIES LLC
July 17, 2012 - September 9, 2013
G1 EXECUTION SERVICES, LLC
January 31, 2005 - April 17, 2012
G1 EXECUTION SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/18/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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