Benjamin W. Beck
BECK BODE LLC
DEDHAM, MA 02026
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CRD#: 4910104
Professional summary
Benjamin W Beck, CFP® is a registered financial advisor currently at BECK BODE LLC located in Dedham, Massachusetts.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Benjamin has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Biography
We believe that knowing how to embrace and navigate that change, both good and bad, and employing a methodology where decisions are driven by reliable research – not emotion – are at the core of investing success.
We also believe that success requires continuing collaboration and communication with clients, and that a culture deeply instilled with trust and ethics fosters enduring relationships that can be rewarding on many fronts.
Our philosophy is unique, and we’re unwavering about it. Our years of experience navigating the financial markets on behalf of our clients have taught us that successful investing need not be complex. It can be simple, but it takes dedication, discipline, and teamwork. By today’s investing standards, which seem to be run-of the-mill and cookie-cutter in nature, our process is certainly unconventional.
Investments that end up being wildly successful rarely go from obscurity to prominence overnight. It can sometimes take years for an investment to reach its full potential. Successful investors understand this and have historically benefited from their ability to be patient.
We welcome the opportunity to elaborate about our capabilities and unique strategy, and discuss ways for you or your organization to leverage and be better prepared for the ever-changing financial environment. You may connect with us via phone at 617-209-2224 or email me at ben@beckbode.com.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Retirement Income Management
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
College/Education Planning
Corporate Executives
Entrepreneurs
High Net Worth Client Needs
Professional Athletes or Enter...
Retirement Planning & Distribu...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Beck Bode Wealth Management, LLC is a part owner of Boston Retirement Advisors, LLC ("BRA"), a registered investment adviser. Clients of Beck Bode Wealth Management, LLC are generally not referred to BRA for advisory services, nor are clients of BRA normally referred to Beck Bode Wealth Management, LLC. However, there may be rare occasions where clients of one entity are referred to the other if the services of the other entity appear to better serve the client's, or prospective client's, needs. In such case no referral fees are paid by either entity but Beck Bode Wealth Management, LLC, would have a financial interest in the person becoming a client of the other entity. Consequently, a conflict of interest exists when such a referral is made.
2) FINRA, Non-Investment Related, Boston, MA., Arbitrator, 9/12/2014 and 1 hour per month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin W Beck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
January 27, 2016 - Present
BECK BODE LLC
Office #1: 858 Washington Street Suite 100, Dedham, MA 02026RIA
CRD#: 282611
DEDHAM, MA
Past
March 29, 2023 - December 18, 2023
COMPASS ROSE PRIVATE INVESTMENT MANAGEMENT
RIA
CRD#: 286628
Dedham,, MA
Past
December 28, 2015 - September 25, 2018
BOSTON RETIREMENT ADVISORS,LLC
RIA
CRD#: 116572
Woburn, MA
Past
February 20, 2013 - January 4, 2016
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
DEDHAM, MA
Past
February 20, 2013 - April 22, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
DEDHAM, MA
Past
October 24, 2005 - February 21, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOSTON, MA
Past
October 24, 2005 - February 21, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOSTON, MA
Past
February 24, 2005 - October 24, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BECK BODE LLC
BECK BODE LLC | MACDONALD WEALTH MANAGEMENT | INTENTIONAL WEALTH ADVISORS, LLC | BOSTON RETIREMENT ADVISORS | BECK BODE WEALTH MANAGEMENT, LLC | BECK BODE WEALTH MANAGEMENT
CRD#: 282611 / SEC#: 801-107188
RIA
Registered Investment Advisory firm - (1/27/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/27/2016)
IAR
Texas(9/6/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BECK BODE LLC
BECK BODE LLC | MACDONALD WEALTH MANAGEMENT | INTENTIONAL WEALTH ADVISORS, LLC | BOSTON RETIREMENT ADVISORS | BECK BODE WEALTH MANAGEMENT, LLC | BECK BODE WEALTH MANAGEMENT
CRD#: 282611 / SEC#: 801-107188
RIA
Registered Investment Advisory firm - (1/27/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
858 Washington Street Suite 100, Dedham, MA 02026
Mailing Address
Phone number
(617) 209-2224
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,544 |
| AUM (Assets Under Management) | $ 615,926,726 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BECK BODE LLC
CRD#: 282611Dedham, MA 02026TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
