CN
Christopher D. Nei
BLACKHAWK CAPITAL PARTNERS
SCOTTSDALE, AZ 85255
Some features on this profile are disabled
CRD#: 4910044
CN
Professional summary
Christopher David Nei, who also goes by Chris Nei, is a registered financial advisor currently at BLACKHAWK CAPITAL PARTNERS, LLC located in Scottsdale, Arizona and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Scottsdale, Arizona.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Nei
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) BLACKHAWK CAPITAL PARTNERS, LLC - PORTFOLIO MANAGER - NON-VARIABLE INSURANCE - SCOTTSDALE, AZ - SINCE 06/2013 - INVESTMENT RELATED 2.) BLACKHAWK CAPITAL PARTNERS, LLC - PORTFOLIO MANAGER - REGISTERED INVESTMENT ADVISOR - SCOTTSDALE, AZ - SINCE 06/2014 - INVESTMENT RELATED 3.) BLACKHAWK CAPITAL PARTNERS, LLC - PORTFOLIO MANAGER - DBA NAME FOR MARKETING PURPOSES ONLY - THIENSVILLE, WI - SINCE 05/2013 - INVESTMENT RELATED 5.) DAKTORI - OPERATOR/CONSULTANT - MARKETING AND CONSULTING - SCOTTSDALE, AZ - SINCE 10/2014 - NOT INVESTMENT RELATED 6.) TINAJE, LLC - TRUSTEE OF MEMBER, MANAGER, OWNER - OTHER - GLENDALE, AZ - SINCE 09/2021 - NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Christopher David Nei's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2013 - Present
BLACKHAWK CAPITAL PARTNERS, LLC
Office #1: 21090 N. Pima Road, Scottsdale, AZ 85255RIA
CRD#: 158020
SCOTTSDALE, AZ
Current
June 10, 2013 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 21090 N Pima Rd, Scottsdale, AZ 85255RIA
BD
CRD#: 20804
Scottsdale, AZ
Past
March 4, 2008 - June 27, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
PHOENIX, AZ
Past
March 4, 2008 - June 27, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
PHOENIX, AZ
Past
May 1, 2006 - March 12, 2008
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BLACKHAWK CAPITAL PARTNERS, LLC
BLACKHAWK ADVISORS, LLC | SILVERHAWK CAPITAL | BLACKHAWK CAPITAL PARTNERS, LLC | BLACKHAWK CAPITAL MANAGEMENT, LLC
CRD#: 158020 / SEC#: 801-81107
RIA
Registered Investment Advisory firm - (3/12/2015 Approved)Arizona
Registered Investment Advisory firm - (3/12/2015 Terminated)Michigan
Registered Investment Advisory firm - (7/15/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (3/12/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/10/2013)
IAR
Arizona(7/10/2013)
RR
California(6/29/2018)
RR
Colorado(2/26/2018)
RR
Florida(6/29/2018)
RR
Georgia(1/2/2025)
RR
Idaho(6/29/2018)
RR
Illinois(5/8/2019)
RR
Indiana(6/10/2013)
RR
Iowa(8/23/2018)
RR
Kansas(2/2/2024)
RR
Maryland(1/5/2015)
RR
Minnesota(1/12/2022)
RR
Missouri(6/29/2018)
RR
Nebraska(3/23/2020)
RR
New Mexico(12/8/2023)
RR
New York(2/2/2024)
RR
North Carolina(11/4/2021)
RR
Ohio(6/10/2013)
RR
Oklahoma(6/10/2013)
RR
Oregon(6/29/2018)
RR
South Carolina(12/18/2013)
RR
Texas(3/27/2020)
RR
Utah(6/29/2018)
RR
Vermont(8/23/2018)
RR
Virginia(6/10/2013)
RR
Washington(6/13/2014)
RR
Wisconsin(1/5/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BLACKHAWK CAPITAL PARTNERS, LLC
BLACKHAWK ADVISORS, LLC | SILVERHAWK CAPITAL | BLACKHAWK CAPITAL PARTNERS, LLC | BLACKHAWK CAPITAL MANAGEMENT, LLC
CRD#: 158020 / SEC#: 801-81107
RIA
Registered Investment Advisory firm - (3/12/2015 Approved)Arizona
Registered Investment Advisory firm - (3/12/2015 Terminated)Michigan
Registered Investment Advisory firm - (7/15/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (3/12/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
167 S. Main Street, Thiensville, WI 53092
Mailing Address
Phone number
(262) 242-4487
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 336,418,039 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
