Susan F. Hooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan F Hooper, who also goes by Susan Elizabeth Fineis, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2005. Susan had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2018 - June 5, 2024
REHMANN FINANCIAL NETWORK, LLC
May 2, 2013 - June 5, 2024
REHMANN WEALTH
February 26, 2010 - December 31, 2017
OSAIC WEALTH, INC.
October 1, 2007 - February 26, 2010
TRIAD ADVISORS LLC
March 17, 2005 - October 2, 2007
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REHMANN FINANCIAL NETWORK, LLC
CRD#: 165027 / SEC#: , 8-69134
Contact information
FINRA licenses (29 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
