Jeremy R. Hofer

HOFER & ASSOCIATES WEALTH MANAGEMENT

Thousand Oaks, CA 91360

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CRD#: 4909799

Professional summary

Jeremy Robert Hofer, CFP®, ChFC®, who also goes by Jeremy Hofer, is a registered financial advisor currently at HOFER & ASSOCIATES WEALTH MANAGEMENT located in Thousand Oaks, California.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jeremy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeremy Hofer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT; APPROX 2.5 HOURS SPENT PER WEEK ON INSURANCE RELATED ACTIVITIES DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Robert Hofer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

ChFC^®

Chartered Financial Consultant

Experience

Current

February 18, 2016 - Present

HOFER & ASSOCIATES WEALTH MANAGEMENT

Office #1: 90 E Thousand Oaks Blvd. Suite 310, Thousand Oaks, CA 91360

RIA

CRD#: 282005

Thousand Oaks, CA

Past

March 6, 2006 - February 19, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

THOUSAND OAKS, CA

Past

March 6, 2006 - February 19, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

THOUSAND OAKS, CA

Past

April 25, 2005 - February 23, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BEVERLY HILLS, CA

Past

April 4, 2005 - February 23, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOFER & ASSOCIATES WEALTH MANAGEMENT

HOFER & ASSOCIATES WEALTH MANAGEMENT | HOFER & ASSOCIATES, INC.

CRD#: 282005 / SEC#: 801-125790

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

Arizona

Registered Investment Advisory firm - (6/23/2022 Terminated)

California

Registered Investment Advisory firm - (7/23/2022 Terminated)

Idaho

Registered Investment Advisory firm - (6/28/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/23/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/22/2016)

IAR

Texas
(2/24/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/2005

General Securities Representative Examination

Current Firm

HOFER & ASSOCIATES WEALTH MANAGEMENT

HOFER & ASSOCIATES WEALTH MANAGEMENT | HOFER & ASSOCIATES, INC.

CRD#: 282005 / SEC#: 801-125790

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

Arizona

Registered Investment Advisory firm - (6/23/2022 Terminated)

California

Registered Investment Advisory firm - (7/23/2022 Terminated)

Idaho

Registered Investment Advisory firm - (6/28/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/23/2022 Terminated)

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Contact information

Main Address

90 E Thousand Oaks Blvd. Suite 310, Thousand Oaks, CA 91360

Mailing Address

Phone number

(805) 557-8054

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOFER & ASSOCIATES WEALTH MANAGEMENT ADV 2A BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	749
AUM (Assets Under Management)	$ 174,810,075

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy R. Hofer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Robert Hofer's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

HOFER & ASSOCIATES WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2005

SIE

Date: 2/19/2016

Series 7

Date: 4/1/2005

Current Firm

HOFER & ASSOCIATES WEALTH MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOFER & ASSOCIATES WEALTH MANAGEMENT

TRUST BUT VERIFY

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