David B. Kolts

PEGASUS WEALTH MANAGEMENT

Richmond, TX

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CRD#: 4909760

Professional summary

David Byron Kolts, CFP® is a registered financial advisor currently at PEGASUS WEALTH MANAGEMENT located in Richmond, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Allied Insurance Agency, Not Investment Related 22007 Madera Canyon Ct Richmond, TX 77469 Life & Health/P&C Insurance Manager 02/2017 5hrs 5hrs Life & Health/P & C Insurance Manager David B. Kolts, CPA, PLLC Not Investment Related 22007 Madera Canyon Ct. Richmond, TX 77469 Accounting - Other 12/2014 120hrs 120hrs Accounting, Tax Compliance, and Consulting Marcus S. Wilson, Broker Not Investment Related 22007 Madera Canyon Ct. Richmond, TX 77469 Real Estate 12/2016 1hrs 1hrs Renting, selling, or buying of real estate for customers of Texas IRS Not Investment Related 8701 S. Gessner Houston, TX 77074 Education Teacher/Professor/Trainer 6/2016 1hrs 0hrs Teach IRS Small Business Tax Workshop SBDC Not Investment Related 1900 5th Street Bay City, TX 77414 Education Teacher/Professor/Trainer 6/2016 1hrs 0hrs Teach QB classes for SBDC (Small Business Development Center).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Byron Kolts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

November 9, 2017 - Present

PEGASUS WEALTH MANAGEMENT

RIA

CRD#: 285206

Richmond, TX

Past

March 11, 2013 - July 28, 2016

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

RICHMOND, TX

Past

June 29, 2010 - July 28, 2016

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

RICHMOND, TX

Past

April 15, 2005 - July 1, 2010

PFS INVESTMENTS INC.

CRD#: 10111

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/9/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/28/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/14/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/30/2005

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PEGASUS WEALTH MANAGEMENT

KOLTS WEALTH MANAGEMENT, LLC | PEGASUS WEALTH MANAGEMENT, LLC | PEGASUS WEALTH MANAGEMENT

CRD#: 285206 / SEC#:

Texas

Registered Investment Advisory firm - (11/9/2017 Approved)

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Contact information

Main Address

Richmond, TX

Mailing Address

Phone number

(281) 402-2540

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 2,117,134

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David B. Kolts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Byron Kolts's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2011

Series 63

Date: 4/28/2005

SIE

Date: 7/28/2016

Series 7

Date: 3/20/2011

Series 6

Date: 4/14/2005

Series 26

Date: 8/30/2005

Current Firm

PEGASUS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEGASUS WEALTH MANAGEMENT

TRUST BUT VERIFY

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