Mugun Gil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mugun Gil, who also goes by John Gil, was a registered financial professional .
Mugun is a previously registered financial professional and started their career in finance in 2005. Mugun had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2014 - March 12, 2019
JMG SECURITIES, LLC
February 7, 2011 - November 16, 2012
MAYBANK SECURITIES USA INC.
April 13, 2005 - February 18, 2011
KBFG SECURITIES AMERICA INC.
February 10, 2005 - March 17, 2005
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 8/27/2012
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
JMG SECURITIES, LLC
CRD#: 167172 / SEC#: , 8-69243
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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