Randy A. Schaller

PRISM FINANCIAL GROUP, L.L.C.

Overland Park, KS 66210

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CRD#: 4909603

Professional summary

Randy A Schaller, CFP® is a registered financial advisor currently at PRISM FINANCIAL GROUP, L.L.C. located in Overland Park, Kansas.

Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Randy has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE AGENT, 7101 COLLEGE BLVD, STE 900, OVERLAND PARK, KS, 5/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/WK - 1/TRADING.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

March 23, 2016 - Present

PRISM FINANCIAL GROUP, L.L.C.

Office #1: 7101 College Blvd. Ste 900, Overland Park, KS 66210

CRD#: 112315

Overland Park, KS

Past

April 13, 2016 - November 15, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

OVERLAND PARK, KS

Past

April 11, 2011 - June 23, 2015

SMART401K, LLC

RIA

CRD#: 129208

OVERLAND PARK, KS

Past

November 30, 2007 - December 11, 2008

SEARCY FINANCIAL SERVICES, INC.

RIA

CRD#: 105807

OVERLAND PARK, KS

Past

March 21, 2005 - July 25, 2005

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(3/23/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/30/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/8/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRISM FINANCIAL GROUP, L.L.C.

PRISM FINANCIAL GROUP, L.L.C. | PRISM FINANCIAL GROUP, LLC

CRD#: 112315 / SEC#: 801-61646

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Contact information

Main Address

7101 College Blvd. Suite 900, Overland Park, KS 66210-1984

Mailing Address

Phone number

(913) 345-1444

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

PRISM FINANCIAL GROUP CLIENT BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	2,474
AUM (Assets Under Management)	$ 1,698,069,943

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randy A. Schaller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

SMART401K, LLC

SEARCY FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 6/30/2016

Series 65

Date: 4/8/2011

SIE

Date: 10/1/2018

Series 7

Date: 4/13/2016

Series 6

Date: 3/19/2005

Current Firm

PRISM FINANCIAL GROUP, L.L.C.

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRISM FINANCIAL GROUP, L.L.C.

TRUST BUT VERIFY

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