Perry J. Pinhas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Perry J Pinhas was a registered financial professional .
Perry is a previously registered financial professional and started their career in finance in 2005. Perry had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2015 - June 3, 2015
NEWPORT COAST SECURITIES, INC.
April 22, 2013 - May 7, 2013
HUNTER SCOTT FINANCIAL LLC.
October 19, 2011 - July 17, 2012
PRIMEX
July 14, 2010 - October 19, 2011
BASIS FINANCIAL, LLC
August 17, 2009 - July 13, 2010
STONEX SECURITIES INC.
November 1, 2005 - August 17, 2009
EMMETT A LARKIN COMPANY, INC.
August 24, 2005 - November 14, 2005
SALOMON GREY FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
