CC
Christopher P. Chaney
INDEPENDENT FINANCIAL GROUP
Kansas City, MO
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CRD#: 4909461
CC
Professional summary
Christopher Paul Chaney, who also goes by Chris Chaney, Christopher Paul Chaney, Christopher Chaney, Chris P Chaney, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Kansas City, Missouri.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Chaney | Christopher Paul Chaney | Christopher Chaney | Chris P Chaney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) BASIS POINT FINANCIAL POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2021 ADDRESS: 2 W 52 St., Kansas City MO 64112, United States DESCRIPTION: 100% owner of DBA used for marketing purposes (2)GIVESAFEWATER POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2013 ADDRESS: 2 W 52 St., Kansas City MO 64112, United States DESCRIPTION: fundraiser for charity UNDERSTAND ADVISOR FEES POSITION: Officer/Director NATURE: Teaching/Coaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 07/11/2025 ADDRESS: 2 W 52 St., Kansas City MO 64112, United States DESCRIPTION: Help people understand exactly what they pay for their investments and let them decide if they are comfortable with the cost for value arrangement they have. Help them adjust and stay with their current arrangement or potentially earn their business and have them work with me.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Paul Chaney's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Paul Chaney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2021 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
Kansas City, MO
Current
August 20, 2021 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
Kansas City, MO
Past
October 6, 2016 - August 23, 2021
EDWARD JONES
RIA
CRD#: 250
PRAIRIE VILLAGE, KS
Past
September 29, 2016 - August 23, 2021
EDWARD JONES
BD
CRD#: 250
PRAIRIE VILLAGE, KS
Past
January 14, 2015 - March 3, 2015
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
KANSAS CITY, MO
Past
January 14, 2015 - March 3, 2015
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
KANSAS CITY, MO
Past
June 17, 2005 - October 10, 2016
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
KANSAS CITY, MO
Past
April 18, 2005 - October 10, 2016
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/20/2021)
RR
Colorado(8/20/2021)
RR
Florida(8/20/2021)
RR
Georgia(8/20/2021)
RR
Illinois(8/20/2021)
RR
Indiana(10/22/2021)
RR
Kansas(8/20/2021)
RR
Maryland(2/27/2025)
RR
Michigan(8/5/2024)
RR
Missouri(8/20/2021)
IAR
Missouri(8/20/2021)
RR
Nebraska(8/20/2021)
RR
New York(8/20/2021)
RR
Tennessee(8/20/2021)
RR
Texas(8/20/2021)
IAR
Texas(8/20/2021)
RR
Washington(8/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
