Robert B. Coady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bertin Coady was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2013 - November 20, 2013
WEALTHMARK ADVISORY GROUP, LLC
June 30, 2005 - January 7, 2013
WALNUT STREET SECURITIES, INC.
March 22, 1993 - November 2, 2006
WALNUT STREET ADVISERS INC
February 26, 1986 - January 7, 2013
WALNUT STREET SECURITIES, INC.
February 29, 1984 - March 25, 1986
DIEHL & COMPANY
May 13, 1983 - January 14, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
November 19, 1982 - July 1, 1983
PETERSON, DIEHL & COMPANY, INC.
April 5, 1977 - April 30, 1984
BERKSHIRE EQUITY SALES, INC.
February 23, 1968 - June 23, 1977
CNA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/28/1963
Registered Representative ExaminationCurrent Firm
WEALTHMARK ADVISORY GROUP, LLC
CRD#: 166494 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 197 |
| AUM (Assets Under Management) | $ 97,336,675 |
Red Flags
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