Derryk A. Madsen
Professional summary
Derryk Albert Madsen, who also goes by Derryk Madsen, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Derryk is registered as a RR (Registered Representative) and started their career in finance in 2005. Derryk has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derryk Albert Madsen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2022 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003July 14, 2020 - November 9, 2020
EQUITABLE ADVISORS, LLC
June 18, 2020 - November 9, 2020
EQUITABLE ADVISORS, LLC
July 14, 2016 - October 3, 2018
ADVISORS ASSET MANAGEMENT, INC.
July 13, 2016 - October 3, 2018
ADVISORS ASSET MANAGEMENT, INC.
June 21, 2013 - November 18, 2015
SALIENT CAPITAL ADVISORS, LLC
October 29, 2012 - November 18, 2015
SALIENT CAPITAL L.P.
August 14, 2012 - October 26, 2012
AST INVESTOR SERVICES LLC
March 8, 2005 - November 4, 2008
GUGGENHEIM INVESTMENTS
February 21, 2005 - December 6, 2011
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2022)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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