Nathan Carlson
Professional summary
Nathan Carlson, who also goes by Nathan A Carlson, is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Cincinnati, Ohio and FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Nathan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Carlson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2010 - Present
FIRST TRUST ADVISORS LP
July 12, 2010 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187October 19, 2009 - July 27, 2010
ADVISORS ASSET MANAGEMENT, INC.
August 10, 2009 - July 27, 2010
ADVISORS ASSET MANAGEMENT, INC.
October 6, 2005 - August 27, 2009
INVESCO CAPITAL MARKETS, INC.
July 6, 2005 - October 14, 2005
CHASE INVESTMENT SERVICES CORP.
February 16, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2010)
(7/12/2010)
(7/21/2010)
(7/12/2010)
Exams
FINRA
Current Firm
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,033 |
| AUM (Assets Under Management) | $ 256,328,000,000 |
Red Flags
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