Linda S. Brackett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Sue Brackett, who also goes by Linda Sue Maresh, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 2005. Linda had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2020 - September 30, 2022
44 WEALTH MANAGEMENT LLC
October 25, 2005 - August 25, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 2005 - August 25, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
44 WEALTH MANAGEMENT LLC
CRD#: 309647 / SEC#: 801-119064
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/24/2022
General Securities Representative ExaminationCurrent Firm
44 WEALTH MANAGEMENT LLC
CRD#: 309647 / SEC#: 801-119064
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,154 |
| AUM (Assets Under Management) | $ 445,903,792 |
Red Flags
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