CV
Carlos R. Villanueva Sucre
BOLTON SECURITIES
Key Biscayne, FL 33149
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CRD#: 4908404
CV
Professional summary
Carlos R Villanueva Sucre, CFA, who also goes by Carlos R VIllanueva Mr., Carlos R Villanueva, is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Key Biscayne, Florida and BOLTON GLOBAL CAPITAL located in Key Biscayne, Florida.
Carlos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Carlos has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carlos R Villanueva Mr. | Carlos R Villanueva
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Investment Advisor Representative of Bolton Global Asset Management, doing business as Bolton Global Capital. Investment related and conducted from branch location. Began upon association with current firm. Spends approximately 8 hours per month during trading hours on this activity. Is approved to providing advisory services through outside custodian (Charles Schwab). 2) Attorney providing legal services related to estate planning and family law. Conducted under personal name and from office located in Caracas, Venezuela. Spends 13 hours per month on this activity outside of trading hours, 2 hours per month during trading hours. Began in April of 2012. 3) Referral arrangement with Copernico Capital, an advisory firm located in Caracas, Venezuela, for services related to banking products, mortgages, estate planning, and company incorporation services. Not investment related. Referrals made from Miami or Caracas. Spends approximately 15 hours per month during trading hours. Began activity in March, 2012. 4) Owner of rental property. Not investment related. Not conducted from Branch location.
CRS (Client Relationship Summary) - RIA
Click below to view Carlos R Villanueva Sucre's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Carlos R Villanueva Sucre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 27, 2015 - Present
BOLTON SECURITIES CORPORATION
Office #1: 104 Crandon Boulevard Suite 407-c, Key Biscayne, FL 33149RIA
BD
CRD#: 129376
Key Biscayne, FL
Current
April 18, 2014 - Present
BOLTON GLOBAL CAPITAL
Office #1: 104 Crandon Boulevard Suite 418, Key Biscayne, FL 33149BD
CRD#: 15650
Key Biscayne, FL
Past
March 23, 2005 - March 29, 2012
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/22/2019)
RR
Connecticut(2/12/2019)
RR
District of Columbia(12/9/2021)
RR
Florida(4/18/2014)
IAR
Florida(2/27/2015)
RR
Massachusetts(7/15/2025)
RR
New Hampshire(12/9/2021)
RR
New York(4/18/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Key Biscayne, FL 33149TRUST BUT VERIFY
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