Alfonse J. Stazzone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfonse Joseph Stazzone, who also goes by Alfonse Joseph Stazzone Jr., was a registered financial professional .
Alfonse is a previously registered financial professional and started their career in finance in 2005. Alfonse had worked at 9 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2021 - July 30, 2021
MONMOUTH CAPITAL MANAGEMENT LLC
November 7, 2019 - March 24, 2021
GARDEN STATE SECURITIES, INC.
May 15, 2013 - December 2, 2019
WOODSTOCK FINANCIAL GROUP, INC.
January 25, 2011 - May 30, 2013
CHELSEA FINANCIAL SERVICES
May 12, 2010 - January 5, 2011
BROOKSTONE SECURITIES, INC.
December 3, 2008 - March 30, 2010
FIRST MIDWEST SECURITIES, INC.
October 17, 2007 - December 10, 2008
BRECEK & YOUNG ADVISORS, INC.
January 4, 2007 - October 17, 2007
VFINANCE INVESTMENTS, INC
March 2, 2005 - January 4, 2007
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/1/2005
Corporate Securities Limited Representative ExaminationCurrent Firm
MONMOUTH CAPITAL MANAGEMENT LLC
CRD#: 290248 / SEC#: , 8-70025
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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