Martin G. Prego
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin George Prego, who also goes by Martin Gerardo Prego, Martin Prego, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2005. Martin had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2014 - May 5, 2020
BRICKELL GLOBAL ADVISORY, INC.
April 16, 2014 - September 6, 2019
BRICKELL GLOBAL MARKETS, INC.
May 30, 2012 - December 4, 2012
BRICKELL GLOBAL ADVISORY, INC.
February 8, 2005 - December 4, 2012
BRICKELL GLOBAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRICKELL GLOBAL ADVISORY, INC.
CRD#: 156643 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
