Jennifer A. Chatfield

VESTIA PERSONAL WEALTH ADVISORS

ST LOUIS, MO

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CRD#: 4908066

Professional summary

Jennifer Anne Chatfield, who also goes by Jennifer Anne Lee, is a registered financial advisor currently at VESTIA PERSONAL WEALTH ADVISORS located in St Louis, Missouri and AUSDAL FINANCIAL PARTNERS, INC. located in Downers Grove, Illinois.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jennifer has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Anne Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AUSDAL FINANCIAL PARTNERS; INVESTMENT RELATED; REGISTERED REPRESENTATIVE; 10/2020; HOURS DEPENDING ON BUSINESS NEEDS; INVESTMENT ADVICE. 2. VESTIA INSURANCE, LLC (DBAS "VESTIA INSURANCE SERVICES" AND "VESTIA BENEFIT SOLUTIONS"); INVESTMENT RELATED; FIXED INSURANCE AGENCY; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; CEO/AGENT; 10/2020; 4 HOURS PER MONTH; 4 HOURS PER MONTH DURING TRADING HOURS; AGENT. 3. VESTIA ADVISORS, LLC (DBAS "VESTIA PERSONAL WEALTH ADVISORS" AND "VESTIA RETIREMENT PLAN CONSULTANT"); INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; SEC REGISTERED INVESTMENT ADVISER; 10/2020; 160 HOURS PER MONTH; 140 HOURS PER MONTH DURING TRADING HOURS; ADVISOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Anne Chatfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2020 - Present

VESTIA PERSONAL WEALTH ADVISORS

RIA

CRD#: 290565

ST LOUIS, MO

Current

October 1, 2020 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 3250 Lacey Road Suite 130, Downers Grove, IL 60515

RIA

CRD#: 7995

Downers Grove, IL

Past

June 11, 2015 - September 30, 2020

LARSON FINANCIAL GROUP, LLC

RIA

CRD#: 140599

CHESTERFIELD, MO

Past

October 15, 2012 - September 30, 2020

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517

CHESTERFIELD, MO

Past

February 21, 2005 - July 6, 2012

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VESTIA PERSONAL WEALTH ADVISORS

CRD#: 290565 / SEC#: 801-112175

RIA

Registered Investment Advisory firm - (12/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/1/2020)

Indiana
(10/1/2020)

IAR

Missouri
(9/30/2020)

Missouri
(10/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/14/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/18/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VESTIA PERSONAL WEALTH ADVISORS

CRD#: 290565 / SEC#: 801-112175

RIA

Registered Investment Advisory firm - (12/13/2017 Approved)

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Contact information

Main Address

9121 Illinois Road Suite 51, Fort Wayne, IN 46804

Mailing Address

Phone number

(877) 669-1126

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VESTIA PERSONAL WEALTH ADVISORS FORM ADV PART 2A - 20190530 (3/28/2025)

VESTIA RETIREMENT CONSULTANTS FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,829
AUM (Assets Under Management)	$ 827,349,846

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
10/30/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jennifer A. Chatfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Anne Chatfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

LARSON FINANCIAL GROUP, LLC

LARSON FINANCIAL SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

VESTIA PERSONAL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2015

Series 63

Date: 3/14/2005

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2009

Series 6

Date: 2/18/2005

FINRA

Current Firm

VESTIA PERSONAL WEALTH ADVISORS

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VESTIA PERSONAL WEALTH ADVISORS

TRUST BUT VERIFY

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