Byron P. Alvarado

PROSPERITAS FINANCIAL

VALENCIA, CA 91355

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CRD#: 4908032

Professional summary

Byron Patricio Alvarado, who also goes by Byron Patricio Alvardo, is a registered financial advisor currently at PROSPERITAS FINANCIAL, LLC located in Valencia, California.

Byron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Byron has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Byron Patricio Alvardo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 NAME OF OTHER BUSINESS: FWDTHINK INSURANCE & ALT SOLUTIONS INVESTMENT RELATED: YES, ADDRESS: 28338 Constellation Rd, Valencia, CA NATURE OF BUSINESS: FIXED INSURANCE, POSTION: CEO & AGENT START DATE: 01/2024, APX NUMBER OF HOURS A MONTH: 80, APX NUMBER OF HOURS DURING TRADING HOURS: 4, BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE PRODUCTS 7 LIFE SETTLEMENTS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Byron Patricio Alvarado's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2024 - Present

PROSPERITAS FINANCIAL, LLC

Office #1: 25060 Avenue Stanford Suite 100, Valencia, CA 91355

RIA

CRD#: 315768

VALENCIA, CA

Past

January 27, 2023 - December 31, 2023

CETERA ADVISORS LLC

RIA

CRD#: 10299

VALENCIA, CA

Past

January 27, 2023 - December 31, 2023

CETERA ADVISORS LLC

CRD#: 10299

VALENCIA, CA

Past

January 2, 2015 - February 16, 2023

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Valencia, CA

Past

December 26, 2014 - February 16, 2023

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Valencia, CA

Past

August 16, 2013 - December 13, 2014

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

VALENCIA, CA

Past

August 16, 2013 - December 13, 2014

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

VALENCIA, CA

Past

January 23, 2012 - August 21, 2013

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

PASADENA, CA

Past

November 19, 2007 - August 21, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

PASADENA, CA

Past

October 31, 2005 - November 8, 2007

OSAIC SERVICES, INC.

CRD#: 133763

VALENCIA, CA

Past

February 14, 2005 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITAS FINANCIAL, LLC

BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT

CRD#: 315768 / SEC#: 801-122207

RIA

Registered Investment Advisory firm - (8/30/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/25/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/11/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/2007

General Securities Principal Examination

Current Firm

PROSPERITAS FINANCIAL, LLC

BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT

CRD#: 315768 / SEC#: 801-122207

RIA

Registered Investment Advisory firm - (8/30/2021 Approved)

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Contact information

Main Address

25060 Avenue Stanford Suite 100, Valencia, CA 91355

Mailing Address

Phone number

(661) 255-9555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts	3,933
AUM (Assets Under Management)	$ 612,704,601

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Byron P. Alvarado

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Byron Patricio Alvarado's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

PROSPERITAS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2011

Series 63

Date: 3/25/2005

SIE

Date: 10/1/2018

Series 7

Date: 1/26/2007

Series 6

Date: 2/11/2005

Series 24

Date: 6/28/2007

Current Firm

PROSPERITAS FINANCIAL, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITAS FINANCIAL, LLC

TRUST BUT VERIFY

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