Tammy J. Plotkin-oren
EAGLE STRATEGIES LLC
BERKELEY, CA 94710
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CRD#: 4907992
Professional summary
Tammy Jane Plotkin-oren, CFP®, ChFC® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Berkeley, California and NYLIFE SECURITIES LLC located in Berkeley, California.
Tammy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Tammy has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER RENTAL PROPERTY - OWNER OF 2 RENTAL PROPERTIES
INSURANCE BROKER WITH VARIOUS OUTSIDE INSURANCE COMPANIES FOR NON-NYL PRODUCTS - HEALTH INSURANCE, DISABILITY INSURANCE AND LIFE PRODUCTS (FIXED).
DBA: TPO FINANCIAL AND INSURANCE SERVICES
[TAPO LLC; AN LLC THAT OWNS A COMMERCIAL BUILDING THAT MY HUSBAND'S BUSINESS (CATERING COMPANY) WILL BE USING; 600 HOFFMAN, RICHMOND CA; START DATE 07/2014; ROLE/TITLE: OWNER; INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS]
[NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 08/2014; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
[UC Berkeley Hillel; Berkeley Hillel is the center for Jewish life on the University of California Berkeley campus. A pluralistic and welcoming community, Hillel provides an array of opportunities for Jewish students, including community service and other programming.; 2736 Bancroft Way, Berkeley CA 94704; Start Date 09/2016; Role/Title: Treasurer and Board Member; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours]
[Delaware Street HOA Board Member; Serve as board member at large for the HOA where my office is located; 821 Delaware Street, Berkeley CA 94710; Start Date 04/2019; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Tammy Jane Plotkin-oren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
July 27, 2006 - Present
EAGLE STRATEGIES LLC
Office #1: 821 Delaware Street, Berkeley, CA 94710RIA
CRD#: 110826
BERKELEY, CA
Current
February 21, 2005 - Present
NYLIFE SECURITIES LLC
Office #1: 821 Delaware Street, Berkeley, CA 94710BD
CRD#: 5167
Berkeley, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/31/2023)
RR
Arizona(9/13/2021)
RR
California(2/25/2005)
IAR
California(7/27/2006)
RR
Colorado(11/3/2020)
RR
Connecticut(1/14/2021)
RR
Delaware(3/31/2023)
RR
District of Columbia(10/5/2021)
RR
Florida(10/23/2018)
RR
Georgia(1/13/2011)
RR
Hawaii(10/21/2020)
RR
Illinois(8/31/2021)
RR
Maine(1/14/2021)
RR
Maryland(10/5/2021)
RR
Massachusetts(4/13/2012)
RR
Minnesota(9/14/2006)
RR
Nebraska(3/31/2023)
RR
Nevada(4/7/2016)
RR
New Jersey(7/28/2020)
RR
New Mexico(3/31/2023)
RR
New York(1/19/2016)
RR
North Carolina(6/13/2017)
RR
Oregon(1/14/2011)
RR
Pennsylvania(11/8/2019)
RR
Rhode Island(10/28/2021)
RR
Texas(5/11/2012)
IAR
Texas(9/8/2016)
RR
Utah(6/21/2018)
RR
Virginia(11/2/2021)
RR
Washington(9/30/2020)
RR
Wisconsin(3/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Berkeley, CA 94710TRUST BUT VERIFY
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