RH
Reese J. Harper
DENTIST ADVISORS
SALT LAKE CITY, UT 84121
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CRD#: 4907910
RH
Professional summary
Reese J Harper, CFP®, ChFC®, CLU® is a registered financial advisor currently at DENTIST ADVISORS located in Salt Lake City, Utah.
Reese is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Reese has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BYU ASSOCIATE ENTREPRENEURS FOUNDERS ORGANIZATION, NON INVESTMENT-RELATED, MENTOR FOR THE UNDERGRADUATE AND GRADUATE BUSINESS PROGRAMS, SINCE 2014 AND DEVOTES TWO HOURS PER WEEK. 2) INDEPENDENT LICENSED INSURANCE AGENT; INVESTMENT-RELATED, 879 BAXTER DRIVE SOUTH JORDAN, UT 84095, 2004, 0 TIME SPENT (CURRENTLY DOES NOT SELL INSURANCE) 3) 5/1/2021 Elements Technology, Inc.; Investment Related; CEO; Software Firm; spends 95% of professional time; oversees staffing decisions and general strategy.
CRS (Client Relationship Summary) - RIA
Click below to view Reese J Harper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
May 19, 2009 - Present
DENTIST ADVISORS
Office #1: 6440 S Wasatch Blvd. Suite 215, Salt Lake City, UT 84121RIA
CRD#: 149559
SALT LAKE CITY, UT
Past
June 2, 2008 - May 15, 2009
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
SOUTH JORDAN, UT
Past
February 21, 2008 - May 15, 2009
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SOUTH JORDAN, UT
Past
February 9, 2005 - January 3, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
SOUTH JORDAN, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DENTIST ADVISORS
AQUIRE ADVISORS | NAME 808 | DENTIST ADVISORS | AQUIRE WEALTH ADVISORS, LLC
CRD#: 149559 / SEC#: 801-114782
RIA
Registered Investment Advisory firm - (3/4/2019 Approved)Arizona
Registered Investment Advisory firm - (3/25/2019 Terminated)Colorado
Registered Investment Advisory firm - (4/4/2019 Terminated)Idaho
Registered Investment Advisory firm - (3/27/2019 Terminated)Louisiana
Registered Investment Advisory firm - (3/25/2019 Terminated)Nevada
Registered Investment Advisory firm - (4/25/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (3/25/2019 Terminated)Utah
Registered Investment Advisory firm - (3/25/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(5/19/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DA
DENTIST ADVISORS
AQUIRE ADVISORS | NAME 808 | DENTIST ADVISORS | AQUIRE WEALTH ADVISORS, LLC
CRD#: 149559 / SEC#: 801-114782
RIA
Registered Investment Advisory firm - (3/4/2019 Approved)Arizona
Registered Investment Advisory firm - (3/25/2019 Terminated)Colorado
Registered Investment Advisory firm - (4/4/2019 Terminated)Idaho
Registered Investment Advisory firm - (3/27/2019 Terminated)Louisiana
Registered Investment Advisory firm - (3/25/2019 Terminated)Nevada
Registered Investment Advisory firm - (4/25/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (3/25/2019 Terminated)Utah
Registered Investment Advisory firm - (3/25/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6440 S Wasatch Blvd. Suite 215, Salt Lake City, UT 84121
Mailing Address
Phone number
(801) 748-1243
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,722 |
| AUM (Assets Under Management) | $ 461,768,746 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
