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JH

John W Hawver

ST LOUIS, MO
·CRD# 4907753·19 years experience

Professional Summary

John W Hawver, who also goes by John William Hawver, John Hawver, was a registered financial advisor. John was registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7TO, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John William Hawver, John Hawver

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

Unknown Firm·
Two Cityplace Drive, St Louis, MO 63141
October 7, 2026 - Present
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
March 7, 2022 - June 16, 2026
HRT EXECUTION SERVICES LLC·CRD# 128491
BD
New York, NY
July 27, 2015 - January 18, 2018
WAKE USA LLC·CRD# 168401
BD
New York, NY
April 4, 2014 - August 6, 2015
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
August 23, 2010 - June 2, 2014
TRADING MACHINES LLC·CRD# 146274
BD
Stamford, CT
January 5, 2009 - August 11, 2010
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
May 3, 2007 - February 13, 2009
CITADEL SECURITIES LLC·CRD# 116797
BD
Chicago, IL
January 15, 2007 - March 2, 2007

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Missouri
(10/7/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2026About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2022About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 7TO — General Securities Representative Examination

Passed Mar 2022About the Series 7TO exam

Series 3 — National Commodity Futures Examination

Passed Oct 2010About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2007

Series 7 — General Securities Representative Examination

Passed Jan 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2024About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2009About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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