Andrea P. Gray
Professional summary
Andrea P Gray is a registered financial advisor currently at MOMENTUM ADVISORS located in New York, New York.
Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Andrea has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrea P Gray's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2022 - Present
MOMENTUM ADVISORS
Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036June 25, 2021 - December 31, 2021
MOMENTUM ADVISORS
January 26, 2017 - April 5, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 4, 2013 - April 5, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MOMENTUM ADVISORS
CRD#: 159574 / SEC#: 801-73092
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/11/2022)
(1/14/2022)
Exams
Current Firm
MOMENTUM ADVISORS
CRD#: 159574 / SEC#: 801-73092
Contact information
SEC notice filing (31 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 329 |
| AUM (Assets Under Management) | $ 400,137,550 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 01/10/2024 |
Red Flags
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