Adam R. Ham
Professional summary
Adam Robert Ham, who also goes by Adam Ham, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Greensboro, North Carolina.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2005. Adam has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Robert Ham's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2022 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 100 N Greene St, Greensboro, NC 27401October 8, 2021 - August 17, 2022
EMPOWER FINANCIAL SERVICES, INC.
September 29, 2017 - September 17, 2021
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 22, 2016 - June 9, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 19, 2013 - January 14, 2016
RIVERSOURCE DISTRIBUTORS, INC.
January 15, 2013 - July 15, 2013
CURIAN CAPITAL, LLC
September 16, 2008 - July 15, 2013
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 28, 2008 - September 22, 2008
OLD MUTUAL CAPITAL
May 31, 2006 - September 3, 2008
OLD MUTUAL INVESTMENT PARTNERS
February 7, 2005 - April 5, 2006
BOFA DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2022)
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145Greensboro, NC 27401TRUST BUT VERIFY
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