Eric E. Schroeder

OSAIC WEALTH

Rochester Hills, MI 48307

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CRD#: 4907301

Professional summary

Eric Edward Schroeder is a registered financial advisor currently at OSAIC WEALTH, INC. located in Rochester Hills, Michigan.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Eric has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FORTUNAIRE CLUB CHARITABLE FOUNDATION POSITION: Board Member NATURE: Charitable Foundation INVEST RELATED: No #HRS: 1 SEC TRADE HRS: 0 START: 2/5/09 -4840 N River Blvd Ne Ste 100, Cedar Rapids IA 52411 -Approval of Charitable donations. 2) CLEAR STRATEGY OF SOUTHWEST MI, LLC POSITION: Co-Owner NATURE: Commercial Rental Property in Portage MI INVEST RELATED: No #HRS: 1 SEC TRADE HRS: 0 START: 10/17/17 -1209 E Milham Ave, Portage MI 49002 -Manage Property and leases with Tenants. 3) STRATEGIC REAL ESTATE, LLC POSITION: President NATURE: Commercial Rental Property in Brighton, MI INVEST RELATED: No #HRS: 5 SEC TRADE HRS: 0 START: 1/19/18 -403 E GRAND RIVER AVE BRIGHTON, MI 48116 -Negotiating rental agreements with tenants. 4) PEZZILLO FINANCIAL GROUP SFG POSITION: Financial Advisor NATURE: Securities business. provide advice to clients securities and advisory. INVEST RELATED: Yes #HRS: 10 SEC TRADE HRS: 10 START: 11/5/18 -305 Barclay Cir Ste 102, Rochester Hills MI 48307 -Meet with clients - analyze needs, objectives, goals, give them a plan or advice based on their situation and finances. 5) CLEAR STRATEGY POSITION: owner/CEO NATURE: Corporation INVEST RELATED: Yes #HRS: 5 SEC TRADE HRS: 5 START: 10/17/17 -403 E GRAND RIVER AVE, BRIGHTON MI 48116 -CEO of Clear Strategy - DBA used to brand office. Clear Strategy manages staff and process business for financial, advisory and insurance products. Employs Registered Reps and support staff for New Business, Client Service, Insurance, Advisory and planning as well as recruiting. 6) STRATEGIC REAL ESTATE LLC POSITION: Owner/ CEO NATURE: LLC INVEST RELATED: No #HRS: 1 SEC TRADE HRS: 1 START: 1/1/18 -403 E. GRAND RIVER AVE, BRIGHTON MI 48116 -Owner of building, collects rent. Make improvements to the property along with maintenance. 7) BENEFINANCIAL GROUP SERVICES POSITION: financial advisor NATURE: s Corp INVEST RELATED: Yes #HRS: 10 SEC TRADE HRS: 10 START: 10/14/20 -305 Barclay Cir Ste 1002, Rochester Hills MI 48307 -Financial Advisor at satellite office Our main office is Clear Strategy - 403 E Grand river Ave, Brighton MI 48116 We are working with an insurance only office (Benefinancial Group - Joe Pezzillo) and offer financial, security, and advisory services to clients of the insurance agent. Kept the Benefinancial Group name for continuity, so we created a DBA for the purpose of this office only. 8) CLEAR STRATEGY TAX SERVICES POSITION: owner NATURE: Tax planning, tax preparation, accounting services INVEST RELATED: No #HRS: 5 SEC TRADE HRS: 5 START: 10/1/20 -403 E Grand River Ave, Brighton MI 48116 -Direct and oversee the company as a whole to make sure it is growing and functioning properly 9) CLEAR STRATEGY FINANCIAL POSITION: Financial Advisor NATURE: Clear Strategy Financial is the assumed name that all securities related business will be conducted. INVEST RELATED: Yes #HRS: 160 SEC TRADE HRS: 160 START: 4/24/23 -403 E GrandRiver Ave, Brighton MI 48116 -As a financial advisor meet with clients, review existing accounts and provide investment recommendations and solutions. 10) STRATEGIC REAL ESTATE - 7305 LLC POSITION: Director NATURE: LLC INVEST RELATED: No #HRS: 1 SEC TRADE HRS: 0 START: 9/5/23 -7305 Grand River, Brighton MI 48114 -Partial ownership of the building. Have a one hour meeting monthly to discuss any items that need attention. 11) STRATEGIC REAL ESTATE 150 POSITION: Member NATURE: LLC INVEST RELATED: No #HRS: 1 SEC TRADE HRS: 0 START: 12/1/24 -7305 Grand River ste 600, Brighton MI 48114 -Part owner of rental real estate 12) ONPOINTE EQUIPMENT POSITION: part owner NATURE: LLC - To purchase marine equipment and lease to contractors. INVEST RELATED: No #HRS: 1 SEC TRADE HRS: 0 START: 2/6/25 -7305 Grand River, suite 600, Brighton MI 48114 -To purchase equipment utilizing cash and or financing to acquire. Managing lease contracts with contractors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Edward Schroeder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Eric Edward Schroeder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 305 Barclay Circle Suite 1002, Rochester Hills, MI 48307Office #2: 1209 E Milham Ave, Portage, MI 49002Office #3: 7305 Grand River Ave Suite 600, Brighton, MI 48114Office #4: Brighton North 1127 S. Old Us Hwy 23, Brighton, MI 48114Office #5: 2748 Garfield Road Suite 17, Traverse City, MI 49686Office #6: 150 S Ripley Blvd, Alpena, MI 49707Office #7: 2215 Oak Industrial Dr. Ne Ste 115, Grand Rapids, MI 49505

RIA

CRD#: 23131

Rochester Hills, MI

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

RIA

CRD#: 23131

Rochester Hills, MI

Past

March 1, 2019 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

ROCHESTER HILLS, MI

Past

March 1, 2019 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

ROCHESTER HILLS, MI

Past

June 1, 2010 - March 1, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

BRIGHTON, MI

Past

December 1, 2006 - March 1, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

BRIGHTON, MI

Past

September 27, 2005 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

NOVI, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/19/2024)

Alaska
(1/19/2024)

Arizona
(1/19/2024)

Arkansas
(1/19/2024)

California
(1/19/2024)

Colorado
(1/19/2024)

Connecticut
(1/19/2024)

Delaware
(1/19/2024)

District of Columbia
(1/19/2024)

Florida
(1/19/2024)

IAR

Florida
(5/14/2024)

Georgia
(1/19/2024)

Hawaii
(1/19/2024)

Idaho
(1/19/2024)

Illinois
(1/19/2024)

Indiana
(1/19/2024)

Iowa
(1/19/2024)

Kansas
(1/19/2024)

Kentucky
(1/19/2024)

Louisiana
(1/19/2024)

Maine
(1/19/2024)

Maryland
(1/19/2024)

Massachusetts
(1/19/2024)

Michigan
(1/19/2024)

IAR

Michigan
(1/19/2024)

Minnesota
(1/19/2024)

Mississippi
(1/19/2024)

Missouri
(1/19/2024)

Montana
(1/19/2024)

Nebraska
(1/19/2024)

Nevada
(1/19/2024)

New Hampshire
(1/19/2024)

New Jersey
(1/19/2024)

New Mexico
(1/19/2024)

New York
(1/19/2024)

North Carolina
(1/19/2024)

Ohio
(1/19/2024)

Oklahoma
(1/19/2024)

Oregon
(1/19/2024)

Pennsylvania
(1/19/2024)

South Carolina
(1/19/2024)

South Dakota
(1/19/2024)

Tennessee
(1/19/2024)

Texas
(1/19/2024)

IAR

Texas
(5/13/2024)

Utah
(1/19/2024)

Vermont
(1/19/2024)

Virginia
(1/19/2024)

Washington
(1/19/2024)

West Virginia
(1/19/2024)

Wisconsin
(1/19/2024)

Wyoming
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/24/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/29/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric E. Schroeder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Edward Schroeder's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Eric Edward Schroeder's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/24/2006

Series 63

Date: 7/29/2005

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2005

Series 24

Date: 5/16/2006

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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