RH
Richelle R. Hofer
IMPACT WEALTH MANAGEMENT
Sioux Falls, SD 57108
Some features on this profile are disabled
CRD#: 4907297
RH
Professional summary
Richelle Ranae Hofer, who also goes by Richelle R Hofer, Shelly Ranae Hofer, Richelle Ranae Sargent, Shelly Ranae Sargent, is a registered financial advisor currently at IMPACT WEALTH MANAGEMENT located in Sioux Falls, South Dakota.
Richelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Richelle has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richelle R Hofer | Shelly Ranae Hofer | Richelle Ranae Sargent | Shelly Ranae Sargent
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cornerstone Financial Solutions, Inc. Address: 224 N. Phillips Avenue Suite 200,Sioux Falls, SD Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related:No Start Date: 04/25/2014 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 32.5 Description of duties: Financial Advisor 2) Name of Business : Graber & Associates - Address: Sioux Falls, SD - Nature of the Business: Non-variable Insurance - Position/Title: Agent - Investment Related: Yes - Start Date: 11/29/2017 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 Description of duties: they sell insurance and LTC. 3) Name of Business : n/a Address: 224 N Phillips Ave Ste 200,Sioux Falls, SD Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related:Yes Start Date: 12/08/2017 Hours per month devoted to this business: 8 Hours per month devoted to this business during trading hours: 2 Description of duties: insurance sales 4) Name of Business : Cornerstone Financial Solutions Address: 224 N Phillips Ave Ste 200,Sioux Falls, SD Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 01/01/2020 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 130 Description of duties: I am 5% owner of our DBA Cornerstone Financial Solutions
CRS (Client Relationship Summary) - RIA
Click below to view Richelle Ranae Hofer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2023 - Present
IMPACT WEALTH MANAGEMENT
Office #1: 4301 W 57th St Suite 110, Sioux Falls, SD 57108RIA
CRD#: 324168
Sioux Falls, SD
Past
July 14, 2009 - March 14, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Sioux Falls, SD
Past
July 1, 2009 - March 14, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Sioux Falls, SD
Past
April 4, 2008 - July 7, 2009
OSAIC SERVICES, INC.
RIA
CRD#: 133763
HURON, SD
Past
October 9, 2007 - July 7, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
HURON, SD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/25/2023)
IAR
South Dakota(2/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IW
IMPACT WEALTH MANAGEMENT
IMPACT WEALTH MANAGEMENT | IMPACT WEALTH MANAGEMENT LLC
CRD#: 324168 / SEC#:
Arizona
Registered Investment Advisory firm - (7/25/2023 Approved)South Dakota
Registered Investment Advisory firm - (1/18/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 W 57th St Suite 110, Sioux Falls, SD 57108
Mailing Address
Phone number
(605) 333-0123
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 377 |
| AUM (Assets Under Management) | $ 64,915,502 |
Red Flags
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