Jarrett L. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jarrett Lafayette Davis IV, who also goes by Jarrett L Davis IV, Jarrett L Davis, Jarrett Lafayette Davis, was a registered financial professional .
Jarrett is a previously registered financial professional and started their career in finance in 2005. Jarrett had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2017 - October 8, 2018
OAKBRIDGE PARTNERS, LTD.
February 7, 2013 - October 7, 2015
ADVISORY SERVICES NETWORK
September 10, 2010 - September 12, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 9, 2010 - September 12, 2012
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2009 - August 17, 2010
MORGAN STANLEY
June 1, 2009 - August 17, 2010
MORGAN STANLEY
October 16, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 27, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 29, 2005 - August 24, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2005 - August 24, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAKBRIDGE PARTNERS, LTD.
CRD#: 105829 / SEC#: 801-11563
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,930 |
| AUM (Assets Under Management) | $ 1,209,531,803 |
Red Flags
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