Gustavo A. Uribe
Professional summary
Gustavo Adolfo Uribe, who also goes by Gustavo A Uribe, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Bellevue, Washington.
Gustavo is registered as a RR (Registered Representative) and started their career in finance in 2005. Gustavo has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gustavo Adolfo Uribe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2025 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 3120 139th Ave Se, Suite 300 Fnwl, Bellevue, WA 98005January 23, 2020 - January 15, 2025
FARMERS FINANCIAL SOLUTIONS, LLC
April 24, 2014 - December 5, 2019
SAYBRUS EQUITY SERVICES, LLC
September 14, 2012 - May 5, 2014
ALLSTATE FINANCIAL SERVICES, LLC
March 10, 2009 - December 8, 2009
MML INVESTORS SERVICES, LLC
August 25, 2005 - February 11, 2009
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2025)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
