Megan A. Hayes

LIGHTHOUSE WEALTH STRATEGIES

Gig Harbor, WA 98335

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CRD#: 4906596

Professional summary

Megan Anne Hayes, who also goes by Megan A Hayes, Megan Hayes, Megan A Kennedy, Megan Kennedy, is a registered financial advisor currently at LIGHTHOUSE WEALTH STRATEGIES, LLC located in Gig Harbor, Washington.

Megan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Megan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Megan A Hayes | Megan Hayes | Megan A Kennedy | Megan Kennedy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Anne Hayes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2022 - Present

LIGHTHOUSE WEALTH STRATEGIES, LLC

Office #1: 3312 Rosedale St Suite 201, Gig Harbor, WA 98335

RIA

CRD#: 299334

Gig Harbor, WA

Past

December 8, 2017 - September 21, 2022

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

GIG HARBOR, WA

Past

December 8, 2017 - September 21, 2022

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

GIG HARBOR, WA

Past

June 18, 2012 - December 18, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

TACOMA, WA

Past

January 13, 2012 - December 18, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

TACOMA, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIGHTHOUSE WEALTH STRATEGIES, LLC

CRD#: 299334 / SEC#: 801-114372

RIA

Registered Investment Advisory firm - (12/3/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/14/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2012

General Securities Representative Examination

Current Firm

LIGHTHOUSE WEALTH STRATEGIES, LLC

CRD#: 299334 / SEC#: 801-114372

RIA

Registered Investment Advisory firm - (12/3/2018 Approved)

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Contact information

Main Address

3312 Rosedale St Suite 201, Gig Harbor, WA 98335

Mailing Address

Phone number

(253) 948-3725

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2B BROCHURE M PAUL 7.25 (7/21/2025)

2B BROCHURE M HAYES 3.24 (3/20/2025)

2B BROCHURE B RANDALL 3.24 (3/20/2025)

2B BROCHURE GEORGE BONNEY 3.24 (3/20/2025)

2B RON BARTON 3.24 (3/20/2025)

2B BROCHURE NORDI 3.24 (3/20/2025)

2B BROCHURE KARSTEN CAVIEZEL 3.24 (3/20/2025)

2B BROCHURE B BUSKIRK 10.24 (3/20/2025)

2A WRAP BROCHURE LIGHTHOUSE 3.25 (3/20/2025)

2A BROCHURE LIGHTHOUSE (3/20/2025)

2B BROCHURE KEL CAVIEZEL 3.24 (3/20/2025)

2B BROCHURE Z PAUL 3.24 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	2,034
AUM (Assets Under Management)	$ 713,502,018

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Megan A. Hayes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Anne Hayes's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

LIGHTHOUSE WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/14/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/12/2012

Current Firm

LIGHTHOUSE WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIGHTHOUSE WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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