Timothy S. Fannin
Professional summary
Timothy Stephen Fannin is a registered financial advisor currently at CADALYST, LLC located in Sarasota, Florida.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Timothy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Stephen Fannin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2016 - Present
CADALYST, LLC
April 13, 2016 - December 31, 2019
CADALYST, LLC
November 17, 2010 - February 12, 2016
UBS FINANCIAL SERVICES INC.
November 17, 2010 - February 12, 2016
UBS FINANCIAL SERVICES INC.
June 17, 2005 - November 19, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 15, 2005 - November 19, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/13/2016)
Exams
Current Firm
CADALYST, LLC
CRD#: 283068 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 2,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
