Stephen C. Detray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Charles Detray was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2005. Stephen had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2019 - May 4, 2021
TREK FINANCIAL
December 19, 2012 - August 13, 2019
HORTER INVESTMENT MANAGEMENT, LLC
August 21, 2012 - December 17, 2012
ADVANTAGE INVESTMENT MANAGEMENT, LLC
July 31, 2012 - December 17, 2012
LPL FINANCIAL LLC
February 28, 2005 - July 31, 2012
NATIONAL PLANNING CORPORATION
Primary Firm SEC Registration
TREK FINANCIAL
CRD#: 109376 / SEC#: 801-58087
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TREK FINANCIAL
CRD#: 109376 / SEC#: 801-58087
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,057 |
| AUM (Assets Under Management) | $ 2,492,708,552 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
