Trevor D. Warren
Professional summary
Trevor Dean Warren is a registered financial professional currently at ASCENDANT FINANCIAL PARTNERS, LLC located in Rotonda West, Florida.
Trevor is registered as a RR (Registered Representative) and started their career in finance in 2005. Trevor has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Trevor Dean Warren's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2024 - Present
ASCENDANT FINANCIAL PARTNERS, LLC
Office #1: 317 Australian Drive, Rotonda West, FL 33947September 6, 2007 - February 9, 2009
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
August 15, 2007 - February 9, 2009
IMPERIAL CAPITAL, LLC
September 29, 2005 - June 26, 2007
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2024)
Exams
Series 79TO
Date: 12/12/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ASCENDANT FINANCIAL PARTNERS, LLC
CRD#: 143326 / SEC#: , 8-67551
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENDANT PARTNERS, INC | 100% OWNER | |
| WYKA, SUSAN LYNN | PRINCIPAL, FINOP, CHIEF COMPLIANCE OFFICER | 2481441 |
Red Flags
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