Elizabeth T. Counts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Team Counts, who also goes by Elizabeth Team Knorr, Elizabeth Knorr Wright, Elizabeth Team Knorr Wright, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 2005. Elizabeth had worked at 6 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2012 - January 3, 2013
GOLDMAN SACHS WEALTH SERVICES, L.P.
June 5, 2012 - January 3, 2013
MERCER ALLIED COMPANY, L.P.
March 10, 2011 - April 13, 2012
M HOLDINGS SECURITIES, INC.
March 10, 2011 - April 13, 2012
M HOLDINGS SECURITIES, INC.
April 4, 2008 - September 16, 2009
BILTMORE WEALTH ADVISERS, LLC
October 8, 2007 - December 31, 2007
FIRST ALLIED SECURITIES, INC.
November 6, 2006 - January 13, 2010
FIRST ALLIED SECURITIES, INC.
January 18, 2005 - January 6, 2010
GREENBOOK INVESTMENT MANAGEMENT, INC.
Primary Firm SEC Registration
GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 33,477 |
| AUM (Assets Under Management) | $ 25,958,285,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 09/25/2024 | ||
| 11/17/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
