DE
Drew A. Ecklund
WESBANCO SECURITIES
Pittsburgh, PA 15213
Some features on this profile are disabled
CRD#: 4905949
DE
Professional summary
Drew Adam Ecklund is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Pittsburgh, Pennsylvania.
Drew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Drew has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VP & Business Development Officer Team Lead; WesBanco Trust and Investment Services, a department of WesBanco Bank, Inc. Employment is investment related at the address of record and occupies approximately 95% of business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Drew Adam Ecklund's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Drew Adam Ecklund's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2022 - Present
WESBANCO SECURITIES, INC.
Office #1: 5000 Centre Ave, Pittsburgh, PA 15213RIA
BD
CRD#: 43276
Pittsburgh, PA
Current
April 17, 2019 - Present
WESBANCO SECURITIES, INC.
Office #1: 5000 Centre Ave, Pittsburgh, PA 15213RIA
BD
CRD#: 43276
Pittsburgh, PA
Past
October 4, 2017 - April 5, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
BRIDGEVILLE, PA
Past
October 4, 2017 - April 5, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
BRIDGEVILLE, PA
Past
December 10, 2013 - October 4, 2017
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
BRIDGEVILLE, PA
Past
October 31, 2011 - March 21, 2017
NORTHWEST ADVISORS, INC.
RIA
CRD#: 154032
BRIDGEVILLE, PA
Past
October 15, 2008 - November 1, 2011
OBS FINANCIAL
RIA
CRD#: 138615
CONCORD, CA
Past
October 14, 2008 - December 10, 2013
OBS BROKERAGE SERVICES, INC.
BD
CRD#: 104281
BRIDGEVILLE, PA
Past
November 19, 2007 - October 14, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
BRIDGEVILLE, PA
Past
March 16, 2005 - October 25, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
GREENSBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(4/17/2019)
IAR
Pennsylvania(1/10/2022)
RR
West Virginia(4/17/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
135 West Main St, St Clairsville, OH 43950
Mailing Address
1 Bank Plaza, Wheeling, WV 26003
Phone number
(304) 905-7215
Established
Ohio since 10/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
100
SEC notice filing (25 States and Territories)
FINRA licenses (28 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | |
| CONNER, JAMES LEROY | FINOP | 5339285 |
| GARDILL, JAMES C | COUNSEL | |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | |
| PERKINS, MICHAEL L | DIRECTOR | 7531438 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 166,458,070 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
