John P. Perna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Philip Perna, who also goes by John Philip Perna, John Perna, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2005. John had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2020 - December 23, 2020
SOUTH STREET SECURITIES LLC
August 1, 2017 - May 8, 2018
WELLS FARGO SECURITIES, LLC
October 20, 2009 - August 30, 2017
WELLS FARGO PRIME SERVICES, LLC
September 16, 2008 - April 24, 2009
J.P. MORGAN SECURITIES LLC
August 12, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
April 14, 2005 - August 12, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 1/30/2006
Limited Representative-Equity Trader ExamCurrent Firm
SOUTH STREET SECURITIES LLC
CRD#: 125202 / SEC#: , 8-65770
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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