AL
Anthony P. Letizia
PARK AVENUE SECURITIES LLC
Watertown, SD
Some features on this profile are disabled
CRD#: 4905847
AL
Professional summary
Anthony Peter Letizia, CFP®, who also goes by Tony Letizia, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Watertown, South Dakota.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Anthony has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Letizia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Peter Letizia's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anthony Peter Letizia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 7, 2021 - Present
PARK AVENUE SECURITIES LLC
Office #2: 10 Hudson Yards, New York, NY 10001RIA
BD
CRD#: 46173
Watertown, SD
Current
July 7, 2021 - Present
PARK AVENUE SECURITIES LLC
Office #1: 10 Hudson Yards, New York, NY 10001RIA
BD
CRD#: 46173
New York, NY
Past
August 6, 2019 - February 9, 2021
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
Watertown, SD
Past
August 6, 2019 - February 9, 2021
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
ST. PAUL, MN
Past
April 23, 2018 - August 2, 2019
GRADIENT INVESTMENTS, LLC
RIA
CRD#: 141726
ARDEN HILLS, MN
Past
September 16, 2014 - March 10, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
BLOOMINGTON, MN
Past
September 16, 2014 - March 10, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
BLOOMINGTON, MN
Past
May 9, 2013 - August 5, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ROSEVILLE, MN
Past
May 8, 2013 - August 5, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ROSEVILLE, MN
Past
April 3, 2012 - April 1, 2013
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
SAINT PAUL, MN
Past
April 3, 2012 - April 1, 2013
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
January 3, 2011 - November 7, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MINNEAPOLIS, MN
Past
January 3, 2011 - November 7, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MINNEAPOLIS, MN
Past
November 17, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
MINNEAPOLIS, MN
Past
November 17, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
MINNEAPOLIS, MN
Past
September 28, 2006 - November 3, 2006
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
MENOMONEE FALLS, WI
Past
April 11, 2005 - November 3, 2006
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
MENOMONEE FALLS, WI
Past
March 9, 2005 - April 11, 2005
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/7/2021)
IAR
Alabama(7/7/2021)
RR
Alaska(7/7/2021)
IAR
Alaska(7/7/2021)
RR
Arizona(7/7/2021)
IAR
Arizona(7/20/2021)
RR
Arkansas(7/7/2021)
IAR
Arkansas(7/7/2021)
RR
California(7/7/2021)
IAR
California(7/7/2021)
RR
Colorado(7/7/2021)
IAR
Colorado(7/7/2021)
RR
Connecticut(7/7/2021)
IAR
Connecticut(7/7/2021)
RR
Delaware(7/7/2021)
IAR
Delaware(7/7/2021)
RR
District of Columbia(7/7/2021)
IAR
District of Columbia(9/16/2021)
RR
Florida(7/7/2021)
IAR
Florida(7/8/2021)
RR
Georgia(7/7/2021)
IAR
Georgia(7/8/2021)
RR
Hawaii(7/7/2021)
IAR
Hawaii(7/7/2021)
RR
Idaho(7/7/2021)
IAR
Idaho(7/7/2021)
RR
Illinois(7/7/2021)
IAR
Illinois(7/7/2021)
RR
Indiana(7/7/2021)
IAR
Indiana(7/7/2021)
RR
Iowa(7/7/2021)
IAR
Iowa(7/7/2021)
RR
Kansas(7/7/2021)
IAR
Kansas(7/7/2021)
RR
Kentucky(7/7/2021)
IAR
Kentucky(7/7/2021)
RR
Louisiana(7/7/2021)
IAR
Louisiana(7/7/2021)
RR
Maine(7/7/2021)
IAR
Maine(7/7/2021)
RR
Maryland(7/7/2021)
IAR
Maryland(7/7/2021)
RR
Massachusetts(7/7/2021)
IAR
Massachusetts(7/13/2021)
RR
Michigan(7/7/2021)
IAR
Michigan(7/7/2021)
RR
Minnesota(7/7/2021)
IAR
Minnesota(7/7/2021)
RR
Mississippi(7/7/2021)
IAR
Mississippi(7/7/2021)
RR
Missouri(7/7/2021)
IAR
Missouri(7/7/2021)
RR
Montana(7/7/2021)
IAR
Montana(7/7/2021)
RR
Nebraska(7/7/2021)
IAR
Nebraska(7/9/2021)
RR
Nevada(7/7/2021)
IAR
Nevada(7/16/2021)
RR
New Hampshire(7/7/2021)
IAR
New Hampshire(7/7/2021)
RR
New Jersey(7/7/2021)
IAR
New Jersey(7/7/2021)
RR
New Mexico(7/7/2021)
IAR
New Mexico(7/12/2021)
RR
New York(7/7/2021)
IAR
New York(7/7/2021)
RR
North Carolina(7/7/2021)
IAR
North Carolina(7/7/2021)
RR
North Dakota(7/7/2021)
IAR
North Dakota(7/12/2021)
RR
Ohio(7/7/2021)
IAR
Ohio(7/7/2021)
RR
Oklahoma(7/7/2021)
IAR
Oklahoma(7/7/2021)
RR
Oregon(7/7/2021)
IAR
Oregon(7/7/2021)
RR
Pennsylvania(7/7/2021)
IAR
Pennsylvania(7/7/2021)
RR
Rhode Island(7/7/2021)
IAR
Rhode Island(7/7/2021)
RR
South Carolina(7/7/2021)
IAR
South Carolina(7/7/2021)
RR
South Dakota(7/7/2021)
IAR
South Dakota(7/9/2021)
RR
Tennessee(7/7/2021)
RR
Texas(7/7/2021)
IAR
Texas(7/7/2021)
RR
Utah(7/7/2021)
IAR
Utah(7/7/2021)
RR
Vermont(7/7/2021)
IAR
Vermont(7/7/2021)
RR
Virginia(7/7/2021)
IAR
Virginia(7/7/2021)
RR
Washington(7/7/2021)
IAR
Washington(7/7/2021)
RR
West Virginia(7/7/2021)
IAR
West Virginia(7/22/2021)
RR
Wisconsin(7/7/2021)
IAR
Wisconsin(7/7/2021)
RR
Wyoming(7/7/2021)
IAR
Wyoming(7/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
