AC
Adam C. Coons
WINTHROP CAPITAL MANAGEMENT
CARMEL, IN 46290
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CRD#: 4905756
AC
Professional summary
Adam C Coons is a registered financial advisor currently at WINTHROP CAPITAL MANAGEMENT located in Carmel, Indiana.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Adam has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adam C Coons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2020 - Present
WINTHROP CAPITAL MANAGEMENT
Office #1: 10201 N Illinois Street Suite 450, Carmel, IN 46290Office #2: 10201 N, Illinois Street Suite 275, Carmel, IN 46290RIA
CRD#: 145216
CARMEL, IN
Past
July 10, 2019 - March 13, 2020
SANCTUARY ADVISORS, LLC
RIA
CRD#: 226606
Indianapolis, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WINTHROP CAPITAL MANAGEMENT
WINTHROP CAPITAL MANAGEMENT | WINTHROP INVESTMENT GROUP, LLC | WINTHROP INVESTMENT GROUP | WINTHROP CAPITAL MANAGEMENT, LLC
CRD#: 145216 / SEC#: 801-71321
RIA
Registered Investment Advisory firm - (4/30/2010 Approved)Indiana
Registered Investment Advisory firm - (5/17/2011 Terminated)North Carolina
Registered Investment Advisory firm - (5/17/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(10/29/2020)
Exams
Current Firm
WC
WINTHROP CAPITAL MANAGEMENT
WINTHROP CAPITAL MANAGEMENT | WINTHROP INVESTMENT GROUP, LLC | WINTHROP INVESTMENT GROUP | WINTHROP CAPITAL MANAGEMENT, LLC
CRD#: 145216 / SEC#: 801-71321
RIA
Registered Investment Advisory firm - (4/30/2010 Approved)Indiana
Registered Investment Advisory firm - (5/17/2011 Terminated)North Carolina
Registered Investment Advisory firm - (5/17/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10201 N Illinois Street Suite 450, Carmel, IN 46290
Mailing Address
Phone number
(317) 663-7500
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 517 |
| AUM (Assets Under Management) | $ 3,896,633,452 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/27/2025 | ||
| 10/10/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
