Dusty D. Wallace

STRATA WEALTH ADVISORS

Dallas, TX 75231

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CRD#: 4905581

Professional summary

Dusty Dawn Wallace, CFP®, who also goes by Dusty Dawn Jackson, is a registered financial advisor currently at STRATA WEALTH ADVISORS, LLC located in Dallas, Texas.

Dusty is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dusty has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dusty Dawn Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ACI Bears & Beyond Holding, LLC; not investment-related; Richardson, TX; holding company; Manager; started 12/2023; zero hours per month; no duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dusty Dawn Wallace's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

August 18, 2021 - Present

STRATA WEALTH ADVISORS, LLC

Office #1: 8750 N. Central Expressway Suite 1875, Dallas, TX 75231

RIA

CRD#: 285973

Dallas, TX

Past

July 16, 2019 - August 17, 2021

TRUE NORTH ADVISORS, LLC

RIA

CRD#: 116048

DALLAS, TX

Past

January 18, 2005 - July 3, 2019

LEE FINANCIAL COMPANY, LLC

RIA

CRD#: 105910

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATA WEALTH ADVISORS, LLC

KPLL LLC | STRATA WEALTH ADVISORS, LLC

CRD#: 285973 / SEC#: 801-110369

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2004

Uniform Investment Adviser Law Examination

Current Firm

STRATA WEALTH ADVISORS, LLC

KPLL LLC | STRATA WEALTH ADVISORS, LLC

CRD#: 285973 / SEC#: 801-110369

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

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Contact information

Main Address

8750 N. Central Expressway Suite 1875, Dallas, TX 75231

Mailing Address

Phone number

(214) 420-7020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/8/2025)

Regulatory assets under management

Total Number of Accounts	1,133
AUM (Assets Under Management)	$ 927,332,469

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dusty D. Wallace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dusty Dawn Wallace's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATA WEALTH ADVISORS, LLC

TRUE NORTH ADVISORS, LLC

LEE FINANCIAL COMPANY, LLC

Primary Firm SEC Registration

STRATA WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2004

Current Firm

STRATA WEALTH ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATA WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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