Dwight S. Whiting
Professional summary
Dwight S. Whiting, who also goes by Dwight Sanford Whiting Mr., Dwight Whiting, is a registered financial advisor currently at AUXANO ADVISORS located in Belfair, Washington.
Dwight is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dwight has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dwight S. Whiting's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2014 - Present
AUXANO ADVISORS
June 1, 2009 - October 14, 2014
MORGAN STANLEY
June 1, 2009 - October 14, 2014
MORGAN STANLEY
May 9, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
May 9, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 21, 2005 - May 29, 2008
UBS FINANCIAL SERVICES INC.
February 25, 2005 - May 29, 2008
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
AUXANO ADVISORS
CRD#: 145179 / SEC#: 801-68424
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/6/2022)
(10/1/2014)
Exams
Current Firm
AUXANO ADVISORS
CRD#: 145179 / SEC#: 801-68424
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,009 |
| AUM (Assets Under Management) | $ 1,451,480,190 |
Red Flags
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